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Our Mission

At Next Level Investor, we have one goal in mind—to help you succeed. We bring a wealth of independent resources and decades of experience to the table. Our specialized management teams offer customized solutions to help realize personal goals. We adhere to the highest level of fiduciary oversight and offer the comprehensive planning support prudent investors seek.  Elevate your expectations and live the adventure that awaits you.  - You deserve the best.

Our Vision

Excellence & Integrity 

Although securities regulations govern all advisors, there is a distinction between good advisors who meet the minimum legal standards of care and excellent advisors who continuously strive to exceed the minimum requirements.  At Next Level, we strive to continuously demonstrate a fiduciary standard of excellence and adhere to the Fi360 Code of Ethics.  We recognize that integrity is saying what you are going to do and then doing it.  At Next Level, we document our commitment to excellence and continuously publish evidence demonstrating those commitments are met.  As an evidence-driven practice, we never ask clients to "trust us." We just let the evidence of excellence speak for itself.   

Independence & Objectivity

We are committed to fiduciary standards of loyalty and care. This is why we choose to affiliate with an independent broker-dealer. To avoid conflict of interest we serve our clients’ interests on a fee basis and have no proprietary relationships with third parties or products. All client accounts are maintained by independent custodians. Investment strategies are objectively facilitated through independent portfolio management teams that are backed by an experienced team of independent due diligence professionals.  

Prudent Process Management

Wealth management is a universal process involving specific steps and practices. Skipping steps or short-cutting the process increases costs, creates needless risk, and jeopardizes results. At Next Level, we protect our clients’ interests and preserve their opportunities with a comprehensive and continuous wealth management process proven to meet investment fiduciary standards of excellence. 

Personalized Solutions

Personal wealth management should not be limited by cookie-cutter solutions.  At Next Level, we specialize in customized solutions and personalized support.  Each client experience represents a tailored relationship.  

Our Process

Our clients progress through a systematic three-step approach focused on prudently governing investments, establishing a defined retirement plan, and then coordinating a fully integrated wealth management solution. 

Our Clients

Exclusive Solutions for Prudent Investors 

Next Level Investor specializes in custom wealth management solutions, providing the highest level of care and attention for clients, often anticipating needs before they arise. We pay close attention to clients’ concerns, desires and evolving preferences—and we continually integrate those details into each aspect of our service. 

Because of the care, time and experience we provide, we must be very selective about the people we choose to work with. Our goal is not to be all things to all people; rather, we aim to be all things to a few people. Before we take on any new clients, we are careful to ensure they pass all four of our tests:

  1. The Chemistry Test. Mutual understanding and compatibility are essential for establishing successful long- term relationships, so we must ensure our clients share our commitment to prudent process management. 
  2. The Goals Test. We want to work with clients who have achievable goals. If your goals are not achievable, we will not help you fail.  
  3. The Worth Test. We specialize in working with high-net-worth investors.  
  4. The Value Test. If we cannot add value to your financial situation, then there is no reason to make a change. 

Our Fees

Next Level Investor is a boutique wealth management firm that specializes on professional investment management and personal planning support.  Advisory fees are based upon assets under management (AUM) and include personal planning support.  Minimum Investment is $500,000 * 

1.1%  First $500,000    

1%    Next $500,000

.9%  Next $1,000,000 

.8%  Next $1,000,000

.7%  Over $3,000,000 

Advisory fees to not include platform fees, manager fees, or investment expenses.  Different fee schedules apply to accounts less than $500,000 and SDBA Management Solutions.  

Our Team

Our Strategic Alliances

Our independent business model ensures we have the autonomy and discretion to put you at the center of all investment strategies and business decisions. Just as we stand behind you to help you pursue your financial dreams, we have teams standing behind us and supporting our business. These firms also strengthen our relationship with you by providing the resources we need to better serve you. We think it’s important for you to know who these partners are and why we have chosen to work with them.

Our Broker-Dealer

As a financial advisor I choose to affiliate with an independent broker-dealer.  This means I am not held to a sales quota or required to recommend proprietary products. I have the independence and freedom to recommend the financial solutions that best suit your needs, ensuring your objectives are what drive all decisions.  More Information.  

Our Preferred Custodian: Assetmark Trust Company

Invested assets are held by account custodians. While we work with a variety of custodians and retirement plan providers, our preferred custodian is Assetmark Trust Company. 

Preferred Asset Management Platform:  Assetmark 

As an Investment Advisor Representative, we serve in a fiduciary capacity and seek to facilitate the highest standards of care.  We chose to partner with Assetmark because they are an independent investment management platform that best aligns with our mission and vision by supporting a fiduciary standard of excellence.